Keywords: medieval urban self-government politics political thought values
attitudes doctrine authority community sovereignty law hierarchy justice
election decision-making consent consultation representation council mayor
political conflict maladministration folkmoot processions guildhall riot
Political theory
Relatively few
medieval
philosophers focused their attention on political aspects of
human activity. For most, power structures and the task of government
were an integral part of a larger picture of the relationships between
Man and Nature and between Man and God. It was not until the
Late Middle Ages that we begin to see the notion emerging that
political science might be something worthy of study in its own right,
and then it was less from an abstract perspective than from observing
actual practice and trying to rationalize this within existing theory
and norms.
That being the case, we can hardly expect to find explicit statements
of political doctrine issuing from pragmatic townsmen, few of whom had
much formal education. For the most part, we have to infer their
political views and values from the way they acted, the institutions
and procedures they put in place, and the way they expressed themselves
in documents related to the operation of government documents
such as charters of liberties, borough custumals and the by-laws
that succeeded them, and records of legal disputes. Even here we are
treading on uncertain ground, for most of the documents that have come
down to us are official records, undetailed, formulaic, and impersonal;
we cannot be sure whether (or to what extent) they reflect the
political attitudes of the general populace or superimpose the
terminology and perspectives of the clerics and lawyers who drafted
them. Historians tend to rely on political crises to bring forth
something more than the routine expressions of political viewpoints,
but here again it is hard to know whether what was said in the heat
of conflict represents everyday opinion. Nor should we automatically
assume that principles, whether explicit or implicit, were necessarily
upheld in practice.
Uneducated townsmen may have been, but stupid they were not. It would
be a mistake to assume that they acted solely out of self-interest,
or were driven purely by some kind of social and/or economic determinism,
in developing their political institutions and behaviours. They did
not operate in an ethical vacuum or independent of the larger
political context of lordship. The Church promoted values such as
peace and justice which had political dimensions, and the State (itself
a relatively modern concept with limited applicability to the
medieval period) had structures for formulation of law and the
administration of justice that embedded political values. While
we cannot be certain that the laymen to whom these were preached or
on whom they were imposed shared these values, it is unlikely they
were unaffected by them.
Nonetheless, the concepts historians have liked to use as yardsticks
to characterize urban government notably democracy and
oligarchy were not
available for most of the Middle Ages, and even when they became so
were largely the preserve of philosophers. In applying such concepts
retrospectively we inevitably risk a present-minded interpretation of
the past. However, although many values were shared, there was not
a uniformity in political outlook within medieval urban society.
Those medieval thinkers who wrote on, or around, politics reveal a
range of ideas so that it would be hard to point to a political orthodoxy;
we can expect a corresponding diversity of ideas, if less developed and
less articulated, to have existed among the masses.
During the High Middle Ages philosophers naturally focused on
autocratic systems and on issues such as authority and sovereignty,
as a medieval world emerged in which popes, emperors and kings were
key players. It was necessary to define the relationship within
Christendom between these players, and the relationship of each with
their subjects. But the twelfth century, in particular, saw the rise
of urban communities with some measure of political autonomy (the
degree varying from place to place within Europe) and with increasingly
complex societies and internal power relationships. One of the more
prominent of the traditional conceptualizations of medieval society,
differentiating three orders those who fought, those who worked,
and those who prayed was as early as ca.1100 being seen by some
as needing modification, through addition of a fourth order: townspeople.
But even within that fourth order there was not homogeneity. The growth
of long-distance trade and the harnessing of rural and urban resources
to fuel such trade, population growth prompting increased immigration
into towns, and the integration of towns into the administrative
framework of larger territorial entities, all helped bring about
increasing specialization of labour: traders, producers, administrators,
professionals. This accentuated stratification within urban society
meant that such a society would encompass a range of goals and interests
that had to be channelled, resourced, and harmonized through politics.
At the same time that such developments were underway in secular society,
organizational diversity was becoming more marked within the Church,
notably with the formation of new religious orders of a fraternal
character.
These developments must have helped prepare the ground somewhat for
receptivity to Aristotelian ideas, when they were rediscovered by
scholars and made available in Latin around the mid-thirteenth century.
To Aristotle, of course, the city was a natural political unit and (in
the absence of a strong religious philosophy that had a single divinity
delegating power to earthly representatives) it was easy to view
the community as a source of authority, and democracy as one of
several viable political options. Aristotle himself preferred timocracy,
a benevolent rule by the most honorable members of society (the term
was corrupted by medieval thinkers to be more akin to oligarchy, but
aristocracy expresses a similar concept to the original use of timocracy).
Aristotle's concepts helped medieval philosophers come to terms with
emerging urban powers. Above all, attentions were focused on
the city-states of northern Italy, closest in essence to those of
ancient Greece; the Italian cities' efforts to assert freedom to
the point of autonomy from any external authority made it necessary
to produce some kind of rationalization, and some of the greatest
political philosophers of the Late Middle Ages came out of that milieu.
Unfortunately for us, towns in England, or elswhere north of the Alps,
received far less attention; the other side of that coin is that
the work of political scientists was less likely to have any influence
on the attitudes of English townspeople.
We should not think that Aristotelianism was the catalyst for a
revolution in political thought. There was a long-standing foundation
for the notion of the people as a source of authority, in the
popular assemblies that made decisions affecting rural communities
and in custom practice given the force of law through
repeated observance by a community governing local communities.
Concepts from Roman law not least the famous maxim from
Justinian that what touches all must be approved by all also
prepared the ground for Aristotelian ideas, while a growing appreciation
of Ciceronian civic doctrine likewise bolstered the efforts of those
integrating cities into the medieval political framework. But
perhaps above all we must recognize that Christian ethics and values
remained throughout the Middle Ages the foundation stone for all
philosophy, political included. It was not Aristotle's convictions
but more his concepts and language that were adopted and adapted
for integration into established Christian thought.
This was a gradual process.
Thomas Aquinas
made the first major effort in the late thirteenth century; in so doing,
he did much to make Aristotelianism more palatable to Christian thinkers.
He took the descending theory that was inherent in Catholic orthodoxy,
in which power was delegated from God, through the Pope, to princes,
etc., and fused to it Aristotle's view of Nature and natural law as
a source of human civilization and laws; this meant that secular
government could claim to obtain its authority from God via the agency
of Nature, without the intermediation of the Church. From this viewpoint,
an ascending theory was possible and, without seeking to undermine
the hierarchical establishment (although his ideas provided the fuel
for later anti-hierocrats), Thomas acknowledged the existence of
democracy in the sense of power emanating from the community:
"they may elect their leaders from the people, and the election of
leaders belongs to the people"
[Summa
Theologiae, I-ii, question 105, article 1]. It followed from this
that the rulers represented the people (unless one wished to adopt
the extreme view, not unknown in the Middle Ages, that election
irrevocably transfers power to those elected). Although Thomas did
not employ his arguments in an anti-monarchical fashion, he did follow
Aristotle in concluding that the optimal form of government was a kind
of limited monarchy, in which there was a dominant ruler at the head
of a state but that ruler governed with the assistance and advice of
the best men of the state, and through consultation with the people.
What Aquinas had started, successors extended to the logical conclusion
of portraying the feasibility of sovereignty of the people. Thinkers
such as
John of Paris,
and Marsilius of Padua
moved towards the conclusion that any ruler unless behaving
tyranically required the consensus, or at very least
the acquiescence, of the people to exercise their authority. In essence,
that authority therefore derived from the people; and what the people
could give, the people could take away.
Bartolus of Sassoferrato
and his student
Baldus of Ubaldis
came at the subject from a different perspective that of
legal realists observing what was going on within the
Italian city-states but arrived at essentially the same
conclusion: that the will of the people was source of authority for law,
simply because their consent to be subject to the law was the basis for
its effectiveness. Observing that customary (unwritten) law was founded
on the tacit consent of the community, Bartolus argued that the explicit
consent of the people could equally well give rise to new, written laws;
thereby, since government was viewed essentially as the formulation,
application, and enforcement of laws, a people could be self-governing
within its own territory.
There was thus a dichotomy, or perhaps ambiguity would be a kinder
description, in the political system of medieval Europe. Descending
and ascending theories of authority co-existed necessarily. Even
though autocracy was the most conspicuous form of government, fostered
by the requirement for wide-territory authority maintained partly by
military might, by the inheritance of imperial ambitions, and by
the theocratic underpinnings of the Church, there was a strong tradition
of collective decision-making through institutions such as the folkmoot
or Church councils. Monarchs were not in a position to be
absolute rulers; their coercive powers were limited. For their
orders to be carried out, they relied greatly on co-operation from
local authorities. Consulting with selected subjects and obtaining
their consent to important acts (e.g. legislation) was a practical
necessity, perhaps especially in England where the feudal character
of kingship made it particularly dependent on support from at least
the king's immediate (baronial) subjects. England's towns, although
not in a position to aspire to the communal autonomy of some of
their continental counterparts, nonetheless held some
power particularly economic in the kingdom and
the king ignored them at his peril. It was in his best interest to
allow them a measure of self-government. That self-government itself
reflected a political dichotomy, in which principle and practice did
not always walk hand-in-hand. Even though democracy and oligarchy
as such were foreign concepts to the medieval townspeople, we can see
expressions of each, both in the values and in the practice of politics,
sitting sometimes comfortably, sometimes less so side
by side in the towns.
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The portrayal by Bristol town clerk Robert Ricart of his home town
reflects social and political perspectives that he shared with other
members of urban patriciates.
(click on the image for an enlarged version and more
information)
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Political values and attitudes
What then are some of the values and attitudes that shaped
political beliefs in English towns? One of the most commonly encountered
terms with political implications is that of "community". Before
exploring what this meant, we must first rid ourselves of any
associations with egalitarianism or libertarianism, two fundamental
tenets of modern democracy. The perception that medieval society
was naturally divided into orders or ranks, just as modern society
is seen as class-based, was so deeply ingrained that it was little
discussed and rarely challenged. The Church blessed this belief by
emphasizing that all orders had an important role in contributing
to the well-being of the whole; the reward for the common people
being content with their lot was the levelling that would take place
in the afterlife. Aristotelian ideas did not alter this, for
he had acknowledged that the challenge of government was to balance
the often conflicting interests of poor, rich and middle class through
a system that was politically stable.
Within urban society there had probably always been a reasonably
clear socio-economic differentiation and the gap between haves and
have-nots became more pronounced as the economy sophisticated.
Successful entrepreneurs became quite rich and invested in land purchases,
partly through aspirations to rise into the ranks of the gentry and
partly because those lands generated raw materials that fuelled their
commerce. Meanwhile, the urban population was swelled by individuals
or families lacking sufficient land for self-support, but most of
these only joined the ranks of wage-labourers or the impoverished.
In the middle for the general perception was, as in Aristotle's
day, that of three urban ranks established craftsmen or small
retailers tried to protect themselves from new competition, or uphold
their interests against those of the mercantile element, by creating
associations (which we today refer to, not strictly accurately, as
gilds) that controlled access to and regulated the performance of
skilled occupations. While there were no rigid barriers to
social mobility, only a minority were able to make a success of
themselves; for the remainder there must have been frustration or
hopelessness, buried under a facade of acceptance but occasionally
prepared to boil over into violence.
Where there was hierarchy there were relatively clear authority structures;
everyone knew his or her place, even if that place need not be considered
fixed. Hierarchy was therefore considered conducive to order (the
just accommodation of social needs in a directed, non-violent fashion),
and in the interests of order the Church was happy to sanctify
secular authority. In most places, and certainly in England,
hierarchical authority was accepted as natural. Rights were not seen
as inherent to the human condition, but particular to an individual or
group, acquired through specific and documentable grants from an
authority or through established practice from time immemorial
(although in the Middle Ages, time beyond memory sometimes meant
only a generation or two). Liberty was not an idealistic, generalized
principle but a pragmatic goal involving the acquisition of
immunity from external authority in specific areas of jurisdiction.
Charters of borough liberties were thus
instruments for according rights and transferring jurisdiction, with
the concomitant authority, to the towns. In those towns liberties were
mainly accorded to organized groups; affiliation with such groups
enabled individuals to share in the liberties. One such group was
the community.
"Community" was therefore a term with political connotations; but
like many medieval terms, it seems to have been used imprecisely, or
with the meaning varying from one occasion to another. Sometimes
applied to the urban populace at large, more often it appears to have
been intended to convey those residents who had some share in the
special advantages and obligations of a self-governing town, and in
whose interest and for whose benefit local government acted. There
followed from this its applicability to public meetings for the
purpose of learning of, or giving input on, governmental decisions.
Initially at least it was used to encompass both ruled and rulers.
Only towards the close of the Middle Ages, when constitutional
developments had led to the establishment of political estates within
the larger towns, was it used in ways suggesting intentional
differentation of those two groups. Be that as it may, when
the townspeople of Ipswich gathered in June 1200 to set up institutions
for local self-government, what they were doing in essence was to
create a political community: a consociation whose constituents
agree to exercise their rights in an ordered fashion for mutual benefit;
it may be significant that the term "community" in fact does not
begin to be used in the record of proceedings until the key institutions
were in place and empowered to act on behalf of the burgesses.
It is sometimes said that a key characteristic of medieval society
is that it was organized into collectives, whether formal or informal,
and that for most individuals identity came only through membership
in such groups. There is some truth in this, but it is a generalization.
The tithing system is
one illustration of the importance of belonging to a group. Guilds
and parishes are other examples of such collectives, or greater or
lesser degrees of organization. There was no medieval concept of,
or term for, "the individual"; legal texts instead used vaguer terms
that meant "someone". And we may note that persons of the same name
were differentiated by assigning them (or them taking) surnames that
in most cases associated them with a larger group whether
family, occupation, or territorial unit. However, it would be wrong
to think that medieval people had no sense of individualism;
economic entrepreneurialism, along with preparedness to violate
communal norms, provide indications that self-interest was a very
real driving force. Nor should we forget that, for all its support
of social structure, the Church's preoccupation was with the salvation
of souls on an individual basis.
The purpose of a community was to give strength and support
to individual needs and aspirations, on the assumption that such
needs and aspirations were shared by members of the community, and
to protect individual rights or the liberties with which the community
had been endowed. It was the creation of unity (of overall purpose)
out of diversity. To achieve this, it follows that any community
needed and wished to organize and govern itself. At the extreme end
of the concept, the "commune" was an association whose goal was
to achieve independence from external authority, by force if necessary,
through presenting a common front of persons bound to each other by
an oath of mutual support. Often associated with revolutionary movements,
the "commune" was more a continental phenomenon, only very occasionally
manifesting itself in English towns; although its spectre was often
raised by parties to political disturbances, charging their opponents
of making "sworn confederacies". In fact the whole concept of
citizenship, which required the taking of an oath of allegiance
(e.g. Lynn,
Ipswich), was not so very far
from the communal principle. But for the most part a community was
a far less revolutionary association that philosophers such as
Aquinas portrayed as a desirable within society, arising from
the natural human need for sociability.
If a community was an association of persons with common interests
and mutual obligations, then it also followed that a "common good"
could be identified. This is another concept that reflected
political values of medieval townspeople; the notion is often
captured in phrases talking about something being done for the benefit
of the community. Individual interests were subordinated to
communal interests, and private possessions could be called upon
to meet communal needs (e.g. taxation). Lesser associations, such
as craft gilds, might be regulated or even suppressed by government
so that the interests of their members did not override those of
the community at large. Just what the common good might be at any
given point was, of course, open to interpretation; the concept
of community might be invoked by either side in a political conflict,
with those challenging the establishment using the term to infer
a solidarity amongst an aggrieved populace, while those defending
used it to suggest a state of orderly social relations they were
trying to protect. Despite its susceptibility to interpretation,
"community" was clearly intended to refer to an association imbued
with some measure of political authority and capable of delegating
that authority in order to administer itself. In that respect,
charters granting incorporation
towards the close of the Middle Ages did little more than formalize
a situation long existing in the towns.
If day-to-day administration was in the hands of the upper crust of
urban society, this was not inherently alarming to the rest of
the community. Political authority was considered to be founded upon
the law, and one of the principal tasks of government was to uphold
the law. As noted above, early law (in the form of custom) had its
origin in the will of the community. Those who governed were just
as much subject to the law as anyone else, and faith was put in
the supremacy of law or more accurately of justice, the upholding
of rights (ius). While absolute social equality may not
have been a value to which townsmen subscribed even though
some custom emphasized
equal opportunity equality before the law was. It was
believed all, poor or rich, should receive a fair trial that
is, procedural justice without favouritism being shown by
judges to any party, however powerful. This is evident from stipulations
in officials' oaths or custumals (e.g. see the several mentions of
this in the setting up of
self-government at Ipswich), as well as in complaints of
judicial maladministration in the context of urban political conflict.
The same concern with equal justice was seen in the attitude towards
taxation, that it should be fairly assessed; this too was a
recurring source of complaints against borough governments. Such
complaints suggest that the practice of government too often did
not match the ideal.
Nonetheless the ideal of rule by law was there, if perhaps less
ingrained than it is today, and adherence to the principles underlying
the concept of community and common good was expected to assure that.
The common good had two dimensions: on the one hand, the pursuit of
what was beneficial to the community in terms of meeting the
material needs of members; on the other, the fostering of moral virtue.
The purpose of law was to encourage moral behaviour. The view of
government as a "stewardship of the rich" was based on the assumption
that the wealthier members of society were worthier that is
better qualified (in part from an ethical standpoint)
to administer justice and act for the common good. Such men had
a major stake in the material well-being of their community; success
in life had brought them wisdom and experience in managing affairs;
they had a natural authority, which came from the respect they
had already earned within the community; and as men already wealthy,
they could afford the time required to serve their community with
minimal financial reward, and they should be capable of generosity
and less susceptible to corruption. Wisdom and virtue were
the qualities that it was hoped the urban upper class would bring
to the administration of existing law and the formulation of new laws.
Such appears to have been the theory; although to find it
explicitly expounded we have to look outside England, to writers
such as Brunetto Latini, we occasionally catch sight of these
principles in borough documents such as officials' oaths of offices
(e.g. the mayoral oath at
Bristol).
Power and wealth thus went hand-in-hand with the acquiescence of
the community. Since all English rulers, from kings down to bailiffs,
were considered to be limited in the exercise of power by custom,
law and the need to consult with the community, what was of concern
was not whether government was democratic or aristocratic, but whether
it was just and beneficial. An important part of the task of a
just and beneficial government was to achieve and preserve peace,
love and harmony across the social hierarchy which, as noted, was
not itself open to question; such was the glue that held a community
together.
Justice was not simply a matter of legal administration, there was
also the question of social justice. It was the duty of government
to protect the defenceless and provide for the needy; hence the
courts showed particular concern for the rights of widows and orphans,
and urban governments involved themselves in the administration and
even the founding of hospitals for
the sick and the impoverished. Interestingly, this may have benefitted
the ruling class most, as there was a distinction between
the poor worthy of charity those downwardly mobile, having
suffered from misfortune and those unworthy, having fallen
into poverty through sin or laziness. For the wider community,
benevolent rule manifested itself in the provision of public facilities
such as a supervised marketplace, sanitation measures, a water supply,
the maintenance of roads and bridges, and police and defensive
provisions. Insofar as medieval urban society was fraternalistic,
it was so in the context of benevolence within a stratified society,
rather than an egalitarian sense.
Not only charity, but the promotion of amicable relations was a
moral duty of government; which is part of the reason why government
was prepared to intervene in personal disputes to try to mediate
a peaceful resolution. In a similar fashion, maintenance of
peace and order (which, we must remember, was at least as much in
the interest of government as in that of the governed) required that
dissent not be tolerated to the point where it brought about a
disruption of social or political relations. The late fourteenth
and fifteenth centuries saw many urban governments specifying acceptable
and unacceptable behaviours at council or community meetings.
If we can see that justice, benevolence and social harmony were
yardsticks according to which the quality of government was measured,
it is not so easy to see how such ideas came to be infused
as fundamental urban political values. It is hard to imagine that
townsmen were avid readers (or rather, in most cases, the audiences
of readers) of the treatises of philosophers and theoreticians such
as those mentioned above. To some, perhaps a large, extent the way
in which government was fashioned was dictated by a limited set of
options available as solutions to problems common to most societies.
The options were narrowed and defined by the context of Christianity
and its moral and ethical teachings, by the emerging model of
national government and the influence of that government over
the developmental course of local administration, and by a long-standing
tradition of communal decision-making and informal law-making.
On the other hand, we cannot entirely rule out either direct or
indirect influence of some of the ideas of classical or
medieval philosophers. The presence of an adapted version of
Latini's tract on good government among London records, although
an isolated occurrence, shows that some townsmen had enquiring minds
and might see the relevance of such ideas to their own environment.
This was London, of course, a law unto itself among English towns;
but by the same token a source of influence and inspiration. We should
remember that not all townsmen were uneducated. Clerks, notaries,
lawyers became increasingly common participants in urban government
during the Late Middle Ages; some are visible among reform movements
that challenged the political status quo in towns, and perhaps they
may been channels for populist political ideas, however diluted.
The clergy itself could be influential among the townspeople to whom
they preached; the level of education among the clergy varied, but
ideas spread through the universities might well have filtered down
to townsmen. A diversity of political viewpoints existed within
the ranks of the Church; friars in particular could be relatively
radical, although we should avoid reading anything sinister into
the occasional use of friaries for meetings of political dissenters,
while the fact that clergymen are sometimes listed among groups
making political mayhem may also not be significant in regard to
the introduction of populist ideas.
Another mechanism for the spread of ideas or news of
political developments was travel, both by traders and pilgrims.
In the case of towns that were destinations of international commerce,
residents were well-positioned to learn from foreign counterparts
what was going on in the communes of France or the city-states of Italy,
for example. But even the smaller towns had a measure of access to
these types of travellers. Nor should we ignore the filtering of
political ideas through London. However, in the final resort it
is probably sufficient to think that the ideas expressed by men
like Latini (who was less concerned with the type of government,
he incorporating concepts associable with both descending and
ascending theories, than with its quality), Aquinas, or even Bartolus,
were themselves shaped not only by classical forbears but by what
was to them a rational interpretation of the nature of society and
its political dimension; and that the same ideas might occur to
others who were also, for their own reasons, preoccupied with issues
of governance.
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Political values at opposite ends of the spectrum are reflected in
public gatherings for folkmoot meetings (perhaps not dissimilar from
the gathering above) and civic processions (below).
(click on the images for enlarged versions and more
information)
|
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Consent and representation
If both philosophy and tradition provided grounds for an
ascending theory of authority that stood in juxtaposition to
the autocratic rule that, on the surface, seems more characteristic
of the Middle Ages, there remains the question of how and to what
extent the principle of the community as the source of authority
was manifested in practice. The dichotomy between theory and practice
has often led historians to dismiss the former as empty and characterize
English urban governments as oligarchies. However, the seeming
contradictions are perhaps of the essence of politics. That
the majority of even the enfranchised male adult residents of
a town had little say in the day-to-day decision-making of
local government is no less true of modern democracies than it was
of the medieval situation, and does not diminish a principle that
is today considered in essence democratic. The idea that
decision-making (that is, legislative) authority was grounded in
the people was, if not a universal, then a widespread opinion for
much of the Middle Ages; from this viewpoint, the role of
the executive was to uphold laws authorized by the community. We
may note that it was not a usual feature of borough charters to
include grants of the right to make by-laws, probably because it
was taken for granted although the charters, by prescribing
the scope of borough jurisdiction, defined the limits within which
local legislation was valid; occasionally the explicit recognition
of the town's lord was sought for such a right, but perhaps only in
special circumstances dictated by particular need.
A concomitant of the people-as-source-of-authority principle was
that executive officers were servants of the community, appointed
by the latter to operationalize its will, expressed in a way that
might better be thought of as collectively than democratically.
The situation in England was of course complicated by the fact that
towns, although self-governing in some respects, were also under
the authority of the king; so they were subject not only to laws
made locally but those imposed from above, and their executive was
answerable to both community and king the issue then became
one of prioritization, and in that battle the growth of a national system
of administration gradually won the upper hand. But we should not
let this situation muddle us. The election of representatives to
whom popular authority was delegated was a well-established principle
in the medieval period, in both the secular and ecclesiastical spheres,
at times applying to rulers at the highest levels of power. In fact,
there was a large literature discussing elections in the
ecclesiastical context and the way they transferred authority.
Documents from urban archives are by contrast far more focused
on procedures than principles, but it seems clear that elections
were political events in which at least the entire
enfranchised citizenry, if not the (male adult) community-at-large,
was expected to participate, and lip-service was generally paid to
the idea that officials were elected by the community, even when
the actual practice was somewhat different.
For power which requires both means and opportunity inevitably
rested on consensual at least as much as coercive foundations. This
is well illustrated by events at Ipswich in 1344 [see conflict_ipsw1.doc],
where the bailiffs felt powerless to apprehend the assassins of
a prominent but unpopular townsman because the community condoned
the deed and not even a handful would not support the bailiffs in
the execution of their duty. It has already been noted that
the English monarchy itself was reliant on consensual support from
the baronial community which as John, Henry III and Edward II
discovered was willing to resort to rebellion to restrain
the king from absolutist tendencies and ensure that the nobility
was properly consulted, and their advice listened to, on matters of
national import requiring decisions. The barons even recognized that,
in a sense, they were only representing the community of the realm;
those who overthrew Edward II and Richard II made some effort to
evidence popular consent for their actions. A powerful group of
barons in 1258 used force to impose on the monarchy constitutional
and administrative changes (the Provisions of Oxford, expanded
the following year as the Provisions of Westminster), which among
other things established a new consultative council that advised
the king on matters of state, required the broader community to be
consulted through parliaments held three times a year, controlled
appointments to the major bureaucratic posts, and reformed abuses
such as excessive taxation. The same sorts of concerns are seen
in movements for governmental reform at the local level.
Taxation, which necessitated the infringement of the rights of
the king's subjects, and legislation were in particular matters
felt to require community consultation and consent, and parliament
came to be the principal mechanism through which this was achieved;
it was a kind of court that came to assume a conciliar role. While
parliament's emergence as a regular tool of government served a number
of differing ends, including the monarchy's efforts at centralizing
administration, and we should beware of thinking of the
medieval institution as a fundamental of democracy, it did represent
for the nobility a venue through which they would be consulted and
could give or withhold their support for royal initiatives, and
for the common people a public forum in which their concerns and
grievances could be put before the king. The king was not,
constitutionally, obliged to pay attention to his barons or
his commons, but he was expected to act for the common good; from
a practical standpoint he required their willing assistance to
govern effectively. Edward I paid explicit homage to the
political principle that decisions affecting the community must
be agreed to by that community.
At the local level too, taxation and legislation were types of
governmental decisions felt to require community consent; it is
hard to say to what extent this mirrored and to what extent it
paralleled developments at the national level. Historians are not
certain what are the practical implications of phrases such as "by
the consent of the community", before the fifteenth century when we
see the spread of lower councils intended to represent the community
and give consent on its behalf. But the very fact that, prior to
the introduction of those mechanisms, such phrases are almost
ubiquitous in urban records of important decisions taken by the
borough authorities is itself a clear indication of the perceived source
of authority. Although some historians continue to argue that
"urban political theory normally expressed a descending concept of
political power" [Rigby and Ewan, Cambridge Urban History of
Britain, 305], on the grounds that jurisdiction was accorded
to executive officers by the king or other lord of the borough, this
is not the view expressed in most medieval urban records.
To dismiss phrases referring to community consent as rhetoric,
lip-service or mere formulae simply because they are ever-present, or
to assume that consent simply masked acquiescence in decisions made
by an elite, is to miss the point. The rare occasions when we hear
of the community rejecting proposals are suggestive that consultation
may well have actually taken place, as opposed to being taken for
granted, even though that consultation may have been of a yea-or-nay
character, as opposed to meaningful discussion. In most cases,
rejected proposals likely never saw the light of day in urban records.
At the same time, nor should we be naive enough to imagine that
the community at any time took the lead in governmental decision-making,
or that political assemblies were necessarily attended by
the entire qualified populace, or even a majority. Today
political apathy contributes to giving the community a largely
acquiescent role in most political decision-making, and we should
not expect higher standards from our medieval forebears. Given
the belief, noted above, that government was best conducted by
those of moral fibre and prudent judgement the
probi homines or
prudhommes it is most probable that the community
was content to approve much of what was put before them, something
that does not diminish the importance of that approval. And there
is ample evidence that items of business of genuine concern to
the community would draw large crowds to the town hall to hear
debates and express opinions; this in itself posed a problem for
government.
Consultation involved tapping into the collective wisdom of
the community (a notion that increasingly fell into disrepute as
the growing socio-economic divide fostered contempt for the rabble).
Decisions that could be described as consensual were more likely to
win adherence from the populace, and provided legitimacy for
the suppression of any future opposition or resistance. There was
a low tolerance for dissonance in society, for fear that dissenting
opinions might lead to factionalism or violence; in the absence of
strong policing mechanisms, there had to be reliance on
consensual behaviour, or at least the appearance of consensus.
Urban governments preferred to have it recorded that decisions
were reached or elections made through unanimous agreements, and
criticisms of government or any of its members were increasingly
addressed through by-laws that imposed fines or, where the dissenter
was unrepentant, sterner judgements to the point of exile. In
the same way, higher levels of government were often reluctant in
intervene in local disputes (unless a sustained breakdown of
public order occurred), preferring for matters to reach an accord
locally.
The impracticality of the community as an institution of government,
even if its role were restricted to consultation and consent, must
have been as apparent to our medieval counterparts as it is to
the citizens of modern democracies. Just as authority to administer
had to be delegated to executive officers, so the authority to
deliberate and make decisions had to be delegated to a select number
of representatives. In most if not all cases this had probably come
about naturally before any constitutional provision was put down
in writing. Again, it made sense in the context of medieval values
for these representatives to be drawn from the prudhommes,
the wiser men of the community, and the domination of town councils
by such men should not fool us into thinking of urban government as
oligarchic. Towards the close of the Middle Ages the need to obtain
the best advice manifested itself in the retention of legal experts
by those towns with a budget that could accommodate the expense.
Even when chosen from electoral districts (which we do not know
to have been general practice) councillors were intended to be
representatives in the sense of acting for the entire collective,
rather than particular neighbourhoods or interests within
the community.
Consilium is another of those imprecise medieval terms;
it is often difficult to tell from the context whether it refers
to a relatively informal process of obtaining counsel, or suggests
a more formal institution, the council. Although a council was
apparently a formal component of the constitutional arrangements
established when Ipswich acquired
rights of self-government in 1200, we cannot be sure that this
unique account is either reliable or typical; although, if we can
put our faith in it, then it would seem that a council was no
innovation in English communities in 1200 (quite how the men of Ipswich
would have known this is not clear). It seems likely, however, that
in many towns formal councils evolved out of informal counselling or
some quasi-judicial body; I have discussed this
elsewhere and will not go into
the matter again here.
The task of the council was not, at first at least, to stand in
place of the community in assenting to local legislation or other
executive decisions. It was to advise the executives and
to actively participate in the formulation of legislation and decisions.
The urban constitution continued to provide for general assemblies
at which the community could be sounded out on important matters.
But during the latter half of the fourteenth century and continuing
more strongly into the next, we see some significant changes taking
place, with attempts to redefine the political community by
restricting popular participation to the
enfranchised segment and
to major occasions, such as elections; and/or to substitute for
the assembly a second (lower) council intended to represent
the interests of the rank-and-file or, sometimes, the crafts
which suggests growing recognition that the original (upper) council
had failed to represent popular opinion, as opposed to the interests
of the class from which it was drawn.
The complex reasons for this change are still imperfectly understood,
and I always feel as though venturing into quagmire when I try to
summarize the trends. In an urban population where the gap between
rich and poor had grown, in part as the wage-earning class was swollen
with immigrants, where the wealthier burgesses now had as much if not
more in common with the rural gentry, and where economic success was
more dependent on competition rather than collaboration, it must have
been increasingly difficult to identify a "common good". Socio-economic
differentiation brought with it more class consciousness and corresponding
attitudinal change, a growing divide in trust between the urban estates.
Achieving social harmony was relying more and more on ceremonies that
symbolized at the same time hierarchy and unity, and more attention
was given to proceduralism and orderliness, to ensure that
political meetings were not disrupted by unruly mob behaviour. The
desire for order began to take precedence over the principle of
community consultation. With new magisterial powers delegated by
the king to local government, and with local custom increasingly
superseded by national statute, it became easier for the urban
ruling class to divorce itself from the concept of the community as
the pre-eminent source of authority. Theory notwithstanding, the
practical operation of government was in the hands of an elite, and
the fifteenth century saw a largely successful effort towards capturing
this reality within the urban constitution; the effort included
dispensing with popular assemblies. These trends tended to proceed
more rapidly in the larger towns, where social, economic and
political divides were more marked.
Two other, related, trends in the development of the political system
should be mentioned. One was that the concept of community assent,
as a collective and unanimous agreement to political decisions, was
replaced. The "what touches all..." maxim implied unanimity, and
urban records of decisions often claimed not merely the consent of
the community, but of the entire community. It was not
the role of such records, or in the interest of local government,
to chronicle debates or political manoeuvring that may have lain
behind decisions; nor have we much evidence on whether, at
borough elections in the thirteenth and fourteenth centuries,
voting was conducted through careful counting, through loudest shout,
or some other method. As the recognition sank in that a council could,
in some regards at least, substitute for the entire community, it
opened the door for the notion that a section of the council might
substitute for the entire council. The challenge of achieving full
council attendance or of consensus within conciliar ranks made
the concept of majority vote attractive. It was usually a
numerical majority, although some philosophers argued that quality
(i.e. of the councillors, in terms of experience, wisdom, status)
might also be a governing factor a matter which seems less
arcane in the context of English medieval towns, if one considers
the emergence of an influential elite
within the ranks of the council.
That upper elite is one indication of the second trend that must
be mentioned, which concerns the changing relationship between
executive and council. Maud Sellers [York Memorandum Book,
part II, Surtees Society, vol.120 (1911), v], perhaps influenced
by Norwich's historian William Hudson, distinguished between the
"communal period" of borough government and the "magisterial period".
Despite being prone to the inadequacies of any generalization, this
may be one useful way of thinking about the changing character of
urban government over the course of the Late Middle Ages. By
"magisterial" Sellers had in mind a government focused on the
executive officers (mayor and bailiffs), although Edward Miller
later narrowed this definition to the mayoralty alone [A History
of Yorkshire: The City of York, Oxford: University Press,1961, 70].
But we would do better to think of it as government focused on a
small group of particularly influential townsmen, highly experienced
in government (through having borne the mayoralty), and assigned
special judicial authority.
The case of Beverley, where the council became so prominent that
an executive magistrate was dispensed with entirely, may at first
glance appear to be an exception to the rule. But perhaps we are
missing the point. At Lynn and at York, for example, we see in
the late fourteenth century power being more evenly shared among
a group within urban society, as restrictions were put on the
frequency with which a man might hold the mayoralty; such provisions
may have been intended both to spread the burden and to prevent
the office acting as a vehicle for political dominance. At
Kingston upon Hull in 1379, the subjection of mayor, bailiffs and
chamberlains to the supervision of a council of eight, whose
members could not be re-elected until after an interval of three
years, could be interpreted as a democratic move; but it is just
as likely to be a move by the urban upper class as a whole to bring
local government to rein.
During the thirteenth century the nascent mayoralty relied in part
on a cult of personality; we find individuals who provided strong
leadership being maintained in power for consecutive terms; some
of the earliest mayors seem to have held office for several years
in a row. This was perhaps the result of popular demand, or perhaps
due to the prominence of a controlling interest in the town. At
that period a conciliar group was hazy: even though it is partly
attributable to the poverty of urban archives that we see little
of such a group, it is also likely that such a group was relatively
informal, notwithstanding the evidence
of Ipswich which is known only through the rewriting in the
late thirteenth century, at the instance of a group representing
conciliar interests. The emergence of a conciliar institution
within local government should perhaps be viewed in a similar light
to the development of a baronial interest intent on placing a check
upon monarchical power.
By the close of the fourteenth century we see the mayor as less
of an urban monarch and more as the president of a group of peers.
Only in special circumstances might one acquire unusual prominence
through re-election to consecutive terms such as William Frost
at York during the late 1390s and early 1400s, when the city had to
come to terms with the major new powers it had acquired, or
William Appleyard at Norwich who was instrumental in obtaining
county status and a mayoralty for the city. The constitutional
role of the council was by now not only formalized but entrenched
and power was devolving towards it. It was possible for leading
townsmen to exercise considerable influence from within the council
without being in occupation of the mayoralty; Nicholas Blackburn
at York and Richard Whittington
at London are examples of men who had served long, performed well
as mayor, and continued to have command respect and exercise influence
in those years when not mayor. These men of experience and authority
were needed as the scope of judicial administration of urban government
necessarily increased, to ensure continued independence from
external authorities in an age when the royal government control
over justice was extending; above all the delegation of
Justice of the Peace authority to that select group of townsmen
provided the bolster that established an elite within an elite.
Yet even as they were obtaining their enhanced independence from
county officialdom and increased authority over the urban community,
they were being tied more directly, more closely to the
central government and to the will of the king. While, socially
and economically, they were building closer ties to the landed gentry
of the county, whose interests were often not the same as those of
the urban traders.
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Housing administration in confined spaces, such as guildhalls,
was one of several factors encouraging the development of forms of
government based on delegation of authority from the community to
a limited set of representatives. Representation and restrictiveness
are two sides of the same coin.
(click on the images for enlarged versions and more
information)
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Political conflict
In the above discussion we can see some of the causes for
political conflict within medieval towns. Before reviewing that,
it should be noted that many conflicts were occasioned not by disputes
internal to the community, but by those between the community and
other authorities. These might be disputes with the lord of
the borough particularly where that lord was a conservative
ecclesiastical institution prompted by the desire for
greater autonomy. Whereas the king, as an absentee landlord, was
less resistant to leasing out new privileges, extensions of jurisdiction,
or sources of income, lords with a local presence were more inclined
to hold onto their jurisdiction and try to milk it for whatever revenues
it could bring in. Or again the disputes might arise from a
competition for jurisdiction, territorial or commercial, with a
manor, market, or another town in the vicinity.
Such disputes sometimes served to instil
a sense of solidarity within the community, but on other occasions
might divide local opinion and even prompt internal power-struggles,
often with an alliance of convenience between the lord and the
lower class, in opposition to the ruling class.
External opponents were useful tools for giving an urban populace
a sense of united purpose. But such enmities could not be perpetually
pursued. There was ample time for townspeople to look within and
realize that some of their principles community, the common good,
justice for all, social harmony were not well reflected in
the practice of government. The community was a collective of
individuals, motivated at least in part by self-interest, and a
collective of other groups, each of which had its own interests.
Mutual support for the purpose of common prosperity must have been
a more attractive proposition for those in the lower ranks of
urban society, than for those who had risen to the top. Wealthy townsmen
could attribute their success as much to their personal capabilities
and individual initiative, not forgetting family connections, as
to membership in a privileged community; many may also have felt
that their superior characteristics and skills entitled them
to a dominant role in government.
The task of governing was not an easy one. Urban rulers were torn
between loyalties: to the community, to family, to their trade, to
their social peers, and to their personal business. The difficult
choices faced in reconciling those interests, and the corresponding
demands on their time and energy, only increased as the
Late Middle Ages progressed. The drawn-out foreign wars in which
English kings engaged during the late thirteenth and fourteenth centuries,
along with their heavy demands for financing through taxes and
their adverse and sometimes disastrous effects on commerce, put
a pressure often severe on urban resources. The growth of the
English cloth industry added another complication by encouraging
ambition among the cloth-producing and cloth-retailing groups, who
wanted a share of the decision-making power in the hands of established
merchants who had built their success on trade in agricultural produce
and other raw materials. In fact, there was periodic if not
continuous pressure on established urban families to maintain
their socio-economic position as capable new men migrated to
the town or rose from the lower ranks. In some towns, such as
Colchester, the ruling class was not so heavily mercantile that it
had difficulty incorporating the nouveaux riche. But where
the mercantile elite had been long entrenched, as at London,
tensions inevitably resulted as different interest groups quested
for a share of power. The ramifications of national political conflicts,
bad harvests and their effect on the urban food supply, the
demand for higher wages after plague had decimated the labour-force,
the growing complexity of the national legal system, the scare
given to the establishment by the Peasants' Revolt, are other
factors impacting on the challenges faced by local administration.
It was too much to expect that local administrators could maintain
a harmonious balance of interests politics is more pendulum
than a balance. It was easy to succumb to the temptation to favour
one's own, although we should not automatically assume that many
did. The common good, virtuous government and social harmony were
ideals; the failure to achieve them was more conspicuous in some
cases than in others. We find complaints about, and popular outbursts
against, maladministration from the second half of the thirteenth century
into the first half of the fifteenth, and so far no clear pattern
has emerged to explain the timing perhaps there is no pattern.
The problem was not blamed on unattainable ideals or flaws in
the political system per se, but on human failure: greed
and corruption on the part of specific rulers. Embezzlement of
communal funds, unjust assessment of taxation, perversion of justice
were the types of charges commonly levelled, and they speak to
the values we have already noted. The failure was seen as human,
not systemic, and the usual solution was typically to replace
the erring rulers with others from the same class and introduce
greater fiscal accountability and limits on the behaviour of officials.
In fact, it might have been difficult to significantly alter
the political system in a way that would have been acceptable to
the king. In the latter phase of internal political conflict, in
the late fourteenth and early fifteenth centuries, concerns were
less over misgovernment than constitutional changes that were
putting urban rulers beyond the control of the populace.
Indirect election of councils or executives and the transformation
of councils into life membership bodies, gaps in whose ranks were
filled by co-optation, fractured the chain of authority and reduced
the prospects for men of ambition to rise to the highest levels
of society.
Historians have much debated the character of internal
political conflicts within English towns. If there is no consensus,
it is partly because our knowledge of the conflicts is in most
cases sketchy, particularly as regards motivation of the players.
It is partly because we cannot always take at face value the statements
of official records. And it is partly because the causes were complex,
varied from case to case, and were probably not well understood even
by those involved. What appears to be a popular movement seeking
political reform was often a mix of interests, some or many of
which were likely self-seeking. There was certainly a political
dimension to the conflicts, even if the notion of a struggle
between democracy and oligarchy owes more to the perspective of
nineteenth-century scholars, their eyes on municipal reform of
their own era, than to any conscious or overt ideological differences
of the participants. There were no political parties in the
modern sense; to avoid misleading modern audiences, historians
prefer to talk of political alliances by using the term "faction",
in part because they usually surface in the context of factionalism,
i.e. conflict.
We can perceive a variety of dimensions to factions. From one
perspective we can identify personal ambition for power, whether
on the part of one or more outsiders or disaffected insiders, or
family rivalries at play in a political arena. From another we
might see a clash between rich and poor, the powerful and
the disempowered, but such outbursts were generally reactive,
without any clear agenda, unless there was some kind of strong
leadership; it may have been the appearance of such a leader
that explains the timing of political unrest. From a third, a
power-struggle between different economic interests, such as
craft vs. mercantile; but socio-economic inequalities, as we
have noted, were less an infringement of medieval values than
were abuses of positions of trust. Nor can we ignore the possibility
of national events having a ripple effect on local affairs.
More in-depth study of more episodes of political division will
be needed before we can see if any general conclusions may be
drawn about the phenomenon.
We focus on urban conflicts because they are the more conspicuous
events in a history largely unwritten, and of course because they
are fascinating. But it should not be thought they are typical,
nor that the picture of urban society we see through them is
necessarily normal. They were not really revolutionary, in that
they were not trying to overthrow the existing order. Furthermore,
there was some recognition, beginning with Magna Carta, that if
a ruler acted outside the law or failed to uphold the law, or
promulgated law for personal gain of the advantage of an interest
group that ran counter to the common good, such rule was unjust.
In this situation, it was believed that aggrieved parties should,
in sequence, speak seek out against injustice, seek redress through
the legal process, and try to persuade the ruler to reform; if
that failed, then the final and justifiable resort was to use
armed force to protect communal rights and depose the offending ruler.
In the case of towns, theoreticians argued that the extreme measure
was only acceptable if supported by the entire community. Hence,
in urban conflicts we often seem to find complaints to the king,
followed by attempts to introduce political reforms (either by
winning control of the administration, or through pressure-tactics
of popular demonstrations), before the most serious outbursts of
violence take place, with the name of the community invoked at each
stage.
Let me reiterate that such outbursts are exceptions to the rule,
although when political passions were aroused the resulting disputes
could be bitter and sometimes prolonged. Allowing for the biases
of surviving records, we are safer to assume that acquiescence
in governmental decisions was a more typical behaviour
of the community, for politics was about lordship and loyalty.
Yet a recognition that rulers relied on such acquiescence is reflected
in the resort to mob action to express popular displeasure. However,
ultimately, political conflict resolved to the advantage of the
ruling class, even where they had to make power-sharing compromises,
as the monarchy was inclined to support the status quo and to
reinforce it so that it could better meet its own priority of
maintaining social and political order.
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In the seventeenth century the London mob became notorious for its
rioting; the disempowerment of the lower classes had left no other
avenue for expression of discontent or resistance to tyranny. Mob action
was equally a concern for, if not a fear of, London authorities from
thirteenth to fifteenth centuries.
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The character of government
Historians have played rather loose and free in labelling
urban governments in medieval England as oligarchic; they have
become ensnared by an historiographical tradition. The control
of government by the upper class, with the acquiescence of lesser
social orders, does not make it oligarchic; the term would more
usefully be restricted to its Aristotelian meaning of monopoly of
power for selfish gain or other corrupt purposes. When urban governments
became oligarchic, as sometimes happened, we can see that it
was considered unnacceptable from the popular complaints and
open opposition, these often accomplishing at least a partial
corrective to the situation. Aristotle would likely have classed
the government of medieval English towns as aristocratic, which for
him did not have the negative connotations it has today. Today,
democratic is probably the closest term we have to categorize it,
for it is hard to see substantive differences between government
in medieval towns and modern western democracies.
It is easy to fall into the trap of focusing on periods of
popular discontent in towns and assuming that medieval townspeople
were constantly disillusioned with government. To put things into
a comparative perspective, let me describe modern public perspectives
on the character of government in my own country, Canada. A
survey-based study (sample size 1500) conducted by Leger Marketing
in April 2002 concluded that the majority of Canadians believe
Canada's political system to be corrupt at every level of government.
This is, it should be remembered, in a nation considered one of
the more open democracies of the world. Of those surveyed, 69%
believed that there was a high or moderate level of corruption at
the federal level, 68% felt the same about the provincial level,
and 53% of the municipal level of government. Politicians themselves
were the most highly blamed for this perceived state of affairs,
while their entourage and senior civil servants were the groups
next targeted for blame. One particular area of grievance was
the channelling of public money into the pockets of politicians'
peers (i.e. other members of the same capitalist class), via
purchases of goods and services. Furthermore 22% of Canadians felt
that their political system is not truly democratic. Although
the Prime Minister responded to the survey with a prompt denial of
corruption in government, within the next few weeks several Cabinet
ministers would lose their posts through scandals.
A second survey (sample size 2000) touching on the health of democracy,
conducted by the Association for Canadian Studies and Environics/Focus
Canada in June/July 2002, found that three-quarters of Canadians
believe the wealthy members of society have too much influence
over political decision-making, while over two-thirds feel
the same about a superior external power (the United States)
and about leading commercial interests. Individuals and small
businesses are perceived as being correspondingly deprived of
political influence; individuals in particular are seen as
disempowered. I, for example, could not imagine successfully
pursuing political power at almost any level of government, lacking
the connections and the financial resources required. Only a
very small minority of citizens seek active participation in
government, and the extent of consultation (however superficial)
of the citizenry on government decisions is far more restricted
than it was in medieval towns most calls for referendums on
matters of import are rejected.
We should bear in mind that public criticisms of the political system
are not necessarily valid. What is important is that they represent
public perceptions and suggest a disenchantment, warranted or not,
with the power-structure and with politics. Yet it is a system of rule
in which, for the most part, citizens willingly acquiesce, criticism
peaking only when governmental acts are widely perceived not to
be benevolent or for the public good. The same cynicism, or realism,
depending on one's standpoint, is seen in the statement of a
newspaper editor that: "clearly those attracted to executive power
today seek it via the legislature, posing as the people's tribunes
at election time so as to become their masters." [John Robson,
"Gay marriage vs. Magna Carta", Ottawa Citizen, 17 July 2002,
p.A16] Many people living in western democracies hold the opinion
that politics by its very nature fosters corruption, whether
manifested through rhetorical dishonesty or through misuse of power
for personal benefit, and they feel excluded from the decision-making
process. A sense that such public consultation as exists is largely
for the sake of show and that one individual's vote makes little
difference to the outcome of an election have played a role in
de-motivating citizen involvement in the political system,
except through organized interest groups. A fatalist attitude
towards political corruption is visible at all levels: Canada's
Prime Minister, upon dismissing one of his ministers for giving
a contract to a former lover, was quoted in the media as shrugging
things off: "These things happen." It is worth noting that much
of the attention focused, at this time of writing, on
Canada's political system comes towards the end of an administration
which has held several consecutive terms in office, and one of
the complaints is that too much power has become focused in
the office of the Prime Minister.
Dangerous though comparisons can be, there are nonetheless many
parallels here that might be drawn with the situation in English towns
in the late fourteenth and early fifteenth centuries, when our
records of local government have become fuller and more regular.
A similar growth in alienation from the political system, a feeling
of exclusion from meaningful participation, a fear that power-holders
act to protect their own interests more than the interests of
the community interests that, as noted, had become increasingly
complex and difficult to reconcile and an increased attention
to supposed corruption or maladministration, are features that become
more pronounced in that period, although we cannot be certain how
much this is a facet of the better records. Popular frustration may
help explain why there was a preparedness to look for leadership
to men on the peripheries of the ruling elite, men held back on the normal
path of political advancement and prepared to seek power by championing
popular reform. Fear of this may similarly be a factor in explaining
why more strenuous efforts were made by the authorities to create
disincentives to popular dissatisfaction, by imposing heavy punishments
on aggrieved members of the community who criticized, slandered,
spread rumours about, or even laid hands on members of the governing body.
Whether resentment of the ruling elite was justified is not easy
to assess. Popular discontent is muddied by the struggles of
different interest groups within the community, mainly
economic interest groups, to increase their influence, by
personal ambitions or vendettas, by divisions within the ruling class,
and by long-standing conflicts between internal and external authorities
for jurisdiction in urban matters. We cannot rule out the possibility
that medieval complaints about urban governments are sometimes, or
in part, the consequence of false perceptions or misunderstandings.
I have elsewhere indicated that
the taxation system used in Lynn was inevitably subject to
misunderstanding. Taxation is inherently unpopular; in my
own time strenuous efforts are being made by governments at all
levels to lower taxes or at least prevent tax increases, at
a devastating cost to social services, so politically unpopular
are taxes. We must therefore be careful in taking medieval complaints
at face value. Which is not to say, either, that complaints
were groundless.
The central government was prepared to intervene where it seemed
that there were grounds for accusations of maladministration or
corruption. The concern was partly for the king's oppressed subjects,
partly over the threat to sources of royal revenues, and partly
because the king considered that all exercise of power was by
royal delegation, which gave him an inherent interest in local government.
It was in part the royal interventions that tended to be frequent
in the thirteenth century often resulting in suspension of
city privileges, including self-government, and imposition of more
direct royal rule that encouraged the urban ruling class to
document the urban constitution.
Populist sentiment and values in urban society were ultimately
stifled by the monarchy, whose interest like that of
townspeople was less in the character than in the effectiveness
of government in achieving the common good. From the perspective
of the king, however, the common good involved the standardization
of administration across the realm and the preservation of law and order.
It was partly in consequence that, at the close of the Middle Ages,
borough government had become more closed, with the citizenry
less directly involved in matters such as elections and the scope
of elections having been narrowed (when alderman were chosen
for life, and the mayor selected from their number), albeit
that the number of citizens involved in the corporation had
expanded with the introduction of large second councils.
However, the additional judicial powers accorded to an
elite-within-the-elite by the central government made it easier for
a small group with little accountability to the populace to dominate
the larger towns.
The emergence of relatively independent local government, with
a developed corporate identity and more elaborately structured
administrative hierarchy, characterized in part by greater
bureaucratization and proceduralization, took place in the context
of a growth in scope and strength of the central government of king
and parliament. The central government, with its perspective of
descending authority, favoured closed corporations as an agency
for ensuring public order. This imperative gave strength to the
organic tendency for power to devolve to the few most active
in politics those whom today we might consider
professional politicians.
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Medieval urban government was only as good as the men who ran it, and as
stable as the faith the community had that those men were acting
in the public interest. A few bad apples were enough to seed distrust
in the relationship between rulers and ruled. It may be less that this
gulf a divide of interests, perspectives and even values
grew larger as the late Middle Ages progressed, than that it became more
institutionalized.
(click on the images for enlarged versions and more
information)
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Further reading
BLACK, Anthony. Political Thought in Europe 1250-1450.
Cambridge: University Press, 1992.
BURNS, J.H., ed. The Cambridge History of Medieval Political Thought,
c.350-c.1450. Cambridge: University Press, 1988.
DOBSON, R.B. "The Risings in York, Beverley and Scarborough, 1380-1381",
pp.112-42 in The English Rising of 1381, ed. R.H. Hilton and T. H. Aston, Cambridge: University Press, 1984.
JONES, Sarah Rees. The Government of Medieval York: Essays in
commemoration of the 1396 Royal Charter. Borthwick Studies in History,
no.3. York: University of York, 1997.
REYNOLDS, Susan. "Medieval urban history and the history of political
thought." Urban History Yearbook, 1982, 14-23.
RIGBY, S.H. and Elizabeth Ewan. "Government, power and authority 1300-1540,"
pp.291-312 in The Cambridge Urban History of Britain, volume I:
600-1540, ed. D.M. Palliser. Cambridge: University Press, 2000.
TAIT, James. The Medieval Borough: Studies on its origins and
constitutional history. Manchester: University Press, 1936.
WILLIAMS, Gwyn. Medieval London, from Commune to Capital. London:
Athlone Press, 1963.